The Regulation of Stock Trading and its Enforcement in China

Lade...
Vorschaubild
Dateien
thesis_STT_Sept_2004.pdf
thesis_STT_Sept_2004.pdfGröße: 227.24 KBDownloads: 210
Datum
2004
Autor:innen
Shen, Tingting
Herausgeber:innen
Kontakt
ISSN der Zeitschrift
Electronic ISSN
ISBN
Bibliografische Daten
Verlag
Schriftenreihe
Auflagebezeichnung
DOI (zitierfähiger Link)
ArXiv-ID
Internationale Patentnummer
Angaben zur Forschungsförderung
Projekt
Open Access-Veröffentlichung
Open Access Green
Core Facility der Universität Konstanz
Gesperrt bis
Titel in einer weiteren Sprache
Forschungsvorhaben
Organisationseinheiten
Zeitschriftenheft
Publikationstyp
Masterarbeit/Diplomarbeit
Publikationsstatus
Published
Erschienen in
Zusammenfassung

The first public share issue in the PRC took place in 1994. By the early 21st century, in the space of less than two decades, the Chinese stock market has become the largest one in Asia, with the exception of Japan. Along with this rapid enlargement of the market, the Chinese stock trading regulation system has experienced a process of continuous improvement. A national centralized stock trading regulatory system has been set up, and many securities laws and regulations have been published.
In the first part of this thesis, a brief introduction will be provided in order to give the reader an overview of the current state of the Chinese stock market and its regulatory system. In particular, some concepts which only exist in the Chinese stock market will be clarified. After that, the three main themes of this thesis will be presented.
The first intention is to introduce the history of the development of Chinese stock trading regulations and their enforcement measures. This is mainly, but not only, dealt with in Chapter two where the whole history is divided into three periods and the most distinctive features in each period are introduced respectively. Apart from that, the development of some specific regulations is covered in the other chapters.
The second goal is to present a detailed picture of the stock trading regulatory system in its current form. This is covered in the next two chapters. Detailed regulations will be discussed in Chapter three, which considers several different areas in stock trading. Key incidents in the development of the regulations are also introduced in this chapter. After that, the practical enforcement of the regulations is discussed in Chapter four.
Although the Chinese stock market has made great strides, we need to keep in mind that it is still a primitive market, and these achievements are still embedded within the framework of a transition economy. So my third aim, presented in Chapter five, is to point out some problems with the Chinese stock trading regulatory system and suggest some potential solutions. Instead of covering all the problems that the system has, this chapter will concentrate on where the difference between the Chinese stock market and more sophisticated stock markets lies, in the hope of helping the former to better prepare for the rigors of exposure to the international financial markets.

Zusammenfassung in einer weiteren Sprache
Fachgebiet (DDC)
330 Wirtschaft
Schlagwörter
stock market, China, trading, regulation, enforcement
Konferenz
Rezension
undefined / . - undefined, undefined
Zitieren
ISO 690SHEN, Tingting, 2004. The Regulation of Stock Trading and its Enforcement in China [Master thesis]
BibTex
@mastersthesis{Shen2004Regul-12065,
  year={2004},
  title={The Regulation of Stock Trading and its Enforcement in China},
  author={Shen, Tingting}
}
RDF
<rdf:RDF
    xmlns:dcterms="http://purl.org/dc/terms/"
    xmlns:dc="http://purl.org/dc/elements/1.1/"
    xmlns:rdf="http://www.w3.org/1999/02/22-rdf-syntax-ns#"
    xmlns:bibo="http://purl.org/ontology/bibo/"
    xmlns:dspace="http://digital-repositories.org/ontologies/dspace/0.1.0#"
    xmlns:foaf="http://xmlns.com/foaf/0.1/"
    xmlns:void="http://rdfs.org/ns/void#"
    xmlns:xsd="http://www.w3.org/2001/XMLSchema#" > 
  <rdf:Description rdf:about="https://kops.uni-konstanz.de/server/rdf/resource/123456789/12065">
    <dcterms:hasPart rdf:resource="https://kops.uni-konstanz.de/bitstream/123456789/12065/1/thesis_STT_Sept_2004.pdf"/>
    <dc:language>eng</dc:language>
    <dcterms:available rdf:datatype="http://www.w3.org/2001/XMLSchema#dateTime">2011-03-25T09:42:27Z</dcterms:available>
    <dcterms:rights rdf:resource="https://rightsstatements.org/page/InC/1.0/"/>
    <dspace:isPartOfCollection rdf:resource="https://kops.uni-konstanz.de/server/rdf/resource/123456789/46"/>
    <dspace:hasBitstream rdf:resource="https://kops.uni-konstanz.de/bitstream/123456789/12065/1/thesis_STT_Sept_2004.pdf"/>
    <foaf:homepage rdf:resource="http://localhost:8080/"/>
    <dcterms:abstract xml:lang="eng">The first public share issue in the PRC took place in 1994. By the early 21st century, in the space of less than two decades, the Chinese stock market has become the largest one in Asia, with the exception of Japan. Along with this rapid enlargement of the market, the Chinese stock trading regulation system has experienced a process of continuous improvement. A national centralized stock trading regulatory system has been set up, and many securities laws and regulations have been published.&lt;br /&gt;In the first part of this thesis, a brief introduction will be provided in order to give the reader an overview of the current state of the Chinese stock market and its regulatory system. In particular, some concepts which only exist in the Chinese stock market will be clarified. After that, the three main themes of this thesis will be presented.&lt;br /&gt;The first intention is to introduce the history of the development of Chinese stock trading regulations and their enforcement measures. This is mainly, but not only, dealt with in Chapter two where the whole history is divided into three periods and the most distinctive features in each period are introduced respectively. Apart from that, the development of some specific regulations is covered in the other chapters.&lt;br /&gt;The second goal is to present a detailed picture of the stock trading regulatory system in its current form. This is covered in the next two chapters. Detailed regulations will be discussed in Chapter three, which considers several different areas in stock trading. Key incidents in the development of the regulations are also introduced in this chapter. After that, the practical enforcement of the regulations is discussed in Chapter four.&lt;br /&gt;Although the Chinese stock market has made great strides, we need to keep in mind that it is still a primitive market, and these achievements are still embedded within the framework of a transition economy. So my third aim, presented in Chapter five, is to point out some problems with the Chinese stock trading regulatory system and suggest some potential solutions. Instead of covering all the problems that the system has, this chapter will concentrate on where the difference between the Chinese stock market and more sophisticated stock markets lies, in the hope of helping the former to better prepare for the rigors of exposure to the international financial markets.</dcterms:abstract>
    <dc:rights>terms-of-use</dc:rights>
    <dcterms:title>The Regulation of Stock Trading and its Enforcement in China</dcterms:title>
    <dc:contributor>Shen, Tingting</dc:contributor>
    <dcterms:isPartOf rdf:resource="https://kops.uni-konstanz.de/server/rdf/resource/123456789/46"/>
    <dc:date rdf:datatype="http://www.w3.org/2001/XMLSchema#dateTime">2011-03-25T09:42:27Z</dc:date>
    <bibo:uri rdf:resource="http://kops.uni-konstanz.de/handle/123456789/12065"/>
    <dcterms:issued>2004</dcterms:issued>
    <dc:creator>Shen, Tingting</dc:creator>
    <void:sparqlEndpoint rdf:resource="http://localhost/fuseki/dspace/sparql"/>
    <dc:format>application/pdf</dc:format>
  </rdf:Description>
</rdf:RDF>
Interner Vermerk
xmlui.Submission.submit.DescribeStep.inputForms.label.kops_note_fromSubmitter
Kontakt
URL der Originalveröffentl.
Prüfdatum der URL
Prüfungsdatum der Dissertation
Finanzierungsart
Kommentar zur Publikation
Allianzlizenz
Corresponding Authors der Uni Konstanz vorhanden
Internationale Co-Autor:innen
Universitätsbibliographie
Begutachtet
Diese Publikation teilen